12 Aug, 2024 FCA consultation on UK prospectus regime reform – key changes for DCM issuers By Duncan Kellaway Peter Allen Stephan Pachinger Reena Parmar +1 more... Show less The FCA is consulting on proposals for the new UK public offers and admission to trading regime. CP 24/12 sets out the FCA’s proposed...
12 Jun, 2023 Compliance with new US clawback rules delayed to December 1, 2023 By Doug Smith Alice Greenwell David Mendel Lori Goodman Ethan Magid Regina Erie Virginia Flower Nicole Foster +5 more... Show less In good news, the rule-making process has slowed down, with a December 1 compliance date (closer to that originally envisaged), which...
10 May, 2023 A Brave New World for FPIs: How the SEC’s new rules for share buyback disclosure could portend a new future for foreign private issuers By Ethan Magid Doug Smith “This change fundamentally upends the Commission’s long-standing and bipartisan approach of largely deferring to the disclosures made by...
04 May, 2023 Compliance with new clawback rules may be required by August 8 By Doug Smith Alice Greenwell David Mendel Ethan Magid Virginia Flower Regina Erie Lori Goodman +4 more... Show less As we noted in our December 2022 client alert on the US SEC’s new clawback rules, full compliance by companies listed in the US was...
19 Jan, 2023 EU Listing Act – A big leap forward for European prospectuses? By Stephan Pachinger Daniel von Bülow In December 2022 the European Commission published its proposed Listing Act (“Proposal”) with the aim of simplifying access to European...
14 Dec, 2022 US SEC adopts rules requiring mandatory recovery of excess executive incentive pay including for non-US companies listed in the US By Doug Smith Alice Greenwell David Mendel Ethan Magid Virginia Flower Regina Erie +3 more... Show less Executive Summary The SEC has adopted new rules on claw back of incentive pay for US listed companies following a restatement of results...
27 Oct, 2021 Should Final Terms include a trade date? By Laura Clark-Jones Reena Parmar Peter Allen Duncan Kellaway Greg Garfield +2 more... Show less Issuers with Euro or Global Medium-Term Note Programmes will be familiar with the concept of Final Terms which, for each trade under the...
29 Jan, 2021 Football and Spanish securitisation funds By Ana Julia Garcia Antonio Ramírez Isabel Villa Among the latest off-field football-related developments comes news that Spain’s Real Madrid has extended its agreement over its...
20 Oct, 2020 Problematic changes to the UK's Covid Corporate Financing Facility for non-'investment grade' issuers By Greg Garfield As the long-feared 'second wave' of the coronavirus (COVID-19) looms, with much of the UK already subject to local lockdowns, the impact...
15 Sep, 2020 The end of LIBOR, switching to risk-free rates and 'tough legacy' bonds: potential solutions for the sterling bond market By Helen Jones Back in July 2017, Andrew Bailey, then Chief Executive of the UK's Financial Conduct Authority (FCA), announced plans to end the...
20 Mar, 2020 DCM and COVID-19 By Peter Allen Duncan Kellaway Reena Parmar As the coronavirus (COVID-19) continues to spread across the globe, so too does the impact on the financial markets and on the economy...
31 Oct, 2019 International Capital Markets trends 2018/19 By David Ludwick Doug Smith In an article published in October by LexisNexis, our international capital markets team gives an overview of recent trends experienced...