3/20/2025 9:38:22 AM Cessation of business By Duncan Kellaway Peter Allen Greg Garfield Laura Clark-Jones Reena Parmar Katharina Crinson +3 more... Show less In recent months, there have been numerous instances of activist investors in investment grade bonds arguing that certain (very common)...
8/12/2024 3:05:00 PM FCA consultation on UK prospectus regime reform – key changes for DCM issuers By Duncan Kellaway Peter Allen Stephan Pachinger Reena Parmar +1 more... Show less The FCA is consulting on proposals for the new UK public offers and admission to trading regime. CP 24/12 sets out the FCA’s proposed...
6/12/2023 12:17:57 PM Compliance with new US clawback rules delayed to December 1, 2023 By Doug Smith Alice Greenwell David Mendel Lori Goodman Ethan Magid Regina Erie Virginia Flower Nicole Foster +5 more... Show less In good news, the rule-making process has slowed down, with a December 1 compliance date (closer to that originally envisaged), which...
5/10/2023 1:11:36 PM A Brave New World for FPIs: How the SEC’s new rules for share buyback disclosure could portend a new future for foreign private issuers By Ethan Magid Doug Smith “This change fundamentally upends the Commission’s long-standing and bipartisan approach of largely deferring to the disclosures made by...
5/4/2023 4:51:41 PM Compliance with new clawback rules may be required by August 8 By Doug Smith Alice Greenwell David Mendel Ethan Magid Virginia Flower Regina Erie Lori Goodman +4 more... Show less As we noted in our December 2022 client alert on the US SEC’s new clawback rules, full compliance by companies listed in the US was...
1/19/2023 2:37:21 PM EU Listing Act – A big leap forward for European prospectuses? By Stephan Pachinger Daniel von Bülow In December 2022 the European Commission published its proposed Listing Act (“Proposal”) with the aim of simplifying access to European...
12/14/2022 12:44:54 PM US SEC adopts rules requiring mandatory recovery of excess executive incentive pay including for non-US companies listed in the US By Doug Smith Alice Greenwell David Mendel Ethan Magid Virginia Flower Regina Erie +3 more... Show less Executive Summary The SEC has adopted new rules on claw back of incentive pay for US listed companies following a restatement of results...