Foreign Private Issuers and Cybersecurity Disclosure: Potential Implications of the SEC's New Proposal
The US Securities and Exchange Commission (SEC) has proposed a broader, more prescriptive disclosure regime for cybersecurity incidents...
About Me
Doug is a corporate partner in our global transactions group.
He advises sponsors, underwriters and issuers on capital markets transactions ranging from initial public offerings, secondary offerings and private placements to high-yield, emerging market and investment-grade bond offerings and debt issuance programmes. Doug also advises on the US aspects and financing of cross-border mergers and acquisitions.
A New York-qualified lawyer, Doug has practiced in London since 2003 and delivers deal solutions with an integrated US and European approach.
Doug Smith's Passles
Freshfields Technology Quotient
Insights at the intersection of technology and the law
Foreign Private Issuers and Cybersecurity Disclosure: Potential Implications of the SEC's New Proposal
The US Securities and Exchange Commission (SEC) has proposed a broader, more prescriptive disclosure regime for cybersecurity incidents...
Unsponsored ADR programmes and Rule 10b-5 (again and it’s not over yet)
In a positive development for non-US issuers, a new ruling in the long-running Stoyas v Toshiba case offers possible additional defence...
International capital markets: recent trends and outlook
In an article published in October 2020 by LexisNexis, our international capital markets team gives an overview of recent trends...
Unsponsored ADR programmes and Rule 10b-5 (again)
Non-US companies face increased hurdles in establishing a lack of involvement in unsponsored ADR programmes to avoid US securities fraud...
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