Unsponsored ADR programmes and Rule 10b-5 (again)
Non-US companies face increased hurdles in establishing a lack of involvement in unsponsored ADR programmes to avoid US securities fraud...
About Me
Doug is a corporate partner in our global transactions group.
He advises sponsors, underwriters and issuers on capital markets transactions ranging from initial public offerings, secondary offerings and private placements to high-yield, emerging market and investment-grade bond offerings and debt issuance programmes. Doug also advises on the US aspects and financing of cross-border mergers and acquisitions.
A New York-qualified lawyer, Doug has practiced in London since 2003 and delivers deal solutions with an integrated US and European approach.
Doug Smith's Passles
Lemonade sweet on IPO plans
In the Freshfields insurtech team, we noted with interest the announcement by Lemonade last week that it is preparing to launch an IPO on...
SEC adopts changes to simplify financial disclosures for significant M&A transactions: implications for non-US companies
The US Securities and Exchange Commission (SEC) has adopted improvements to the rules requiring separate target financial disclosures...
International Capital Markets trends 2018/19
In an article published in October by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
Update: Brexit to end UK Takeover Panel’s role in EU ‘shared jurisdiction’ regime – what this means for affected issuers
What has happened? The UK’s Takeover Panel (UK Panel) has indicated that it intends to adopt its proposal to stop participating in the...
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