Any corporate or individual investor likely to acquire an over 5% stake in the equity of a US-listed company (for the first time) should...
Freshfields Transactions
Virginia Flower
Senior Knowledge Lawyer, Freshfields Bruckhaus Deringer
London, United Kingdom
For those foreign private issuers out there struggling to keep up with the SEC’s recent spate of rulemaking – we don’t blame you. In...
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In good news, the rule-making process has slowed down, with a December 1 compliance date (closer to that originally envisaged), which...
As we noted in our December 2022 client alert on the US SEC’s new clawback rules, full compliance by companies listed in the US was...
Executive Summary The SEC has adopted new rules on claw back of incentive pay for US listed companies following a restatement of results...
What has happened? The US Securities and Exchange Commission (SEC) has proposed a broader, more prescriptive disclosure regime for...
In a positive development for non-US issuers, a new ruling in the long-running Stoyas v Toshiba case offers possible additional defence...