Unsponsored ADR programmes and Rule 10b-5 (again)
Non-US companies face increased hurdles in establishing a lack of involvement in unsponsored ADR programmes to avoid US securities fraud...
About Me
David specialises in capital markets and has extensive experience acting for companies and financial intermediaries on a broad range of equity securities offerings (including IPOs, secondary offerings, private placements, rights issues and block trades) and debt transactions (including high yield and investment grade).
David has broad global experience across developed and emerging markets with particular expertise in the financial institution, consumer, energy and resources and healthcare sectors.
He has more than 25 years of legal experience covering London, Hong Kong and New York. David has been recognised as a leading lawyer for equity and debt securities by numerous legal directories.
David Ludwick's Passles
Most Read
Most Shared
SEC adopts changes to simplify financial disclosures for significant M&A transactions: implications for non-US companies
The US Securities and Exchange Commission (SEC) has adopted improvements to the rules requiring separate target financial disclosures...
International Capital Markets trends 2018/19
In an article published in October by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
Trends in International Capital Markets
In an article published last month by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net