25 Jul, 2024 UKLR: Commercial companies category – key changes for IPO candidates By Christopher Mort Julian Makin Tom Godwin Richard Ho Katie Bentel Egor Marisin Jennifer McCarthy +4 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLR), this blog looks at the...
22 Jul, 2024 UKLR: Key changes for all issuers By Christopher Mort Julian Makin Peter Allen Duncan Kellaway Tom Godwin Richard Ho Reena Parmar Jennifer McCarthy +5 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLR), this blog looks at the...
11 Jul, 2024 Reform of the UK Listing Regime - Rules Finalised By Julian Makin Christopher Mort Tom Godwin Richard Ho Jennifer McCarthy +2 more... Show less The FCA has today published PS 24/6 providing feedback on its earlier consultation in CP 23/31 and including the final form of the UK...
03 May, 2024 The Digital Securities Sandbox: a new model for trading and settlement in the UK? By James Smethurst Christopher Bernard Olivia Davies On 3 April 2024, the Financial Conduct Authority (FCA) and the Bank of England (BoE) published a consultation paper setting out their...
28 Mar, 2024 International secondary listing category By Tom Godwin Richard Ho Jennifer McCarthy The FCA’s upcoming reform of the listing regime will consign to history the familiar premium and standard segments. Companies aiming for...
18 Mar, 2024 The Private Intermittent Securities and Capital Exchange System (PISCES) By James Smethurst Tom Godwin Richard Ho Regina Erie Christopher Bernard Jennifer McCarthy +3 more... Show less This blog considers the recent HM Treasury (HMT) consultation on the proposed trial of a new ‘Private Intermittent Securities and Capital...
11 Jan, 2024 The UK IPO gap in numbers: a problem with the pipeline? By Tom Godwin This article was originally published on 10 January 2024 on 'Thomson Reuters Regulatory Intelligence' by Thomson Reuters. © Thomson...
21 Dec, 2023 Recalibrating the rule book – FCA publishes final proposals By Christopher Mort Tom Godwin Richard Ho Jennifer McCarthy Julian Makin +2 more... Show less The FCA has published CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules...
23 Nov, 2023 US SEC modernises its beneficial ownership reporting regime – implications for stakeholders no matter where listed or incorporated By Doug Smith Ethan Magid Virginia Flower Any corporate or individual investor likely to acquire an over 5% stake in the equity of a US-listed company (for the first time) should...
29 Aug, 2023 The Public Offer Platform By Chris Ranson Claire Harrop Richard Ho Christopher Bernard Jennifer McCarthy +2 more... Show less A new regulated activity Following on from our previous blog post, The Future of Prospectuses in the UK, the FCA has recently published...
31 Jul, 2023 SEC adopts new cybersecurity disclosure rules (including for FPIs) By Ethan Magid Doug Smith Virginia Flower For those foreign private issuers out there struggling to keep up with the SEC’s recent spate of rulemaking – we don’t blame you. In...
15 Jun, 2023 Back to the future: Expected resurrection of multiple-vote share structures in Germany By Pamela Marcogliese Daniel von Bülow When founders prepare to take their company public, the prospect of losing control over their business can be daunting. In the United...