21 Oct, 2020 International capital markets: recent trends and outlook By David Ludwick Doug Smith Virginia Flower In an article published in October 2020 by LexisNexis, our international capital markets team gives an overview of recent trends...
23 Jul, 2020 Unsponsored ADR programmes and Rule 10b-5 (again) By Doug Smith David Ludwick Non-US companies face increased hurdles in establishing a lack of involvement in unsponsored ADR programmes to avoid US securities fraud...
29 May, 2020 SEC adopts changes to simplify financial disclosures for significant M&A transactions: implications for non-US companies By Doug Smith David Ludwick Virginia Flower The US Securities and Exchange Commission (SEC) has adopted improvements to the rules requiring separate target financial disclosures...
31 Oct, 2019 International Capital Markets trends 2018/19 By David Ludwick Doug Smith In an article published in October by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
20 Nov, 2018 US securities fraud claims and unsponsored ADR programmes By Doug Smith David Livshiz Linda Martin Virginia Flower +1 more... Show less Non-US companies with unsponsored ADR programmes may be concerned about whether their liability risk has increased after the recent...
12 Nov, 2018 An autumn ‘chestnut’ – how to avoid problems with accountants’ comfort letters in Q1 2019 capital markets deals By Doug Smith From 12 November, H1 2018 interim financial statements of issuers with calendar year ends went ‘stale’ for purposes of receiving negative...
07 Nov, 2018 What does Nasdaq's amended “20%” rule mean for listed companies? By Jeremy Barr The SEC recently approved changes to Nasdaq Listing Rule 5635(d), which requires that listed companies obtain shareholder approval prior...
02 Oct, 2018 Trends in International Capital Markets By David Ludwick Virginia Flower In an article published last month by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
02 Oct, 2018 Time is running out for LIBOR By Aled Batey In a speech on 12 July 2018, the Chief Executive of the FCA Andrew Bailey said that “…the discontinuation of LIBOR should not be...