01 Aug, 2024 UKLR: Key changes for the sponsor role in the commercial companies category By Christopher Mort Julian Makin Tom Godwin Richard Ho Katie Bentel Egor Marisin Jennifer McCarthy +4 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLRs), this blog looks at the...
30 Jul, 2024 FCA consultation on prospectus regime reform – key changes for regulated market issuers of shares By Christopher Mort Julian Makin Tom Godwin Richard Ho Katie Bentel Egor Marisin Jennifer McCarthy +4 more... Show less The FCA is consulting on proposals for the new public offers and admissions to trading regime (CP24/12), utilising powers delegated to it...
29 Jul, 2024 UKLR: Commercial companies category – key changes for premium listed companies By Christopher Mort Julian Makin Tom Godwin Richard Ho Katie Bentel Egor Marisin Jennifer McCarthy +4 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLR), this blog looks at the...
29 Jul, 2024 UKLR: International secondary listing and transition - key changes for standard listed issuers of shares By Christopher Mort Julian Makin Tom Godwin Richard Ho Katie Bentel Egor Marisin Jennifer McCarthy +4 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLR), this blog looks at the...
22 Jul, 2024 UKLR: Key changes for all issuers By Christopher Mort Julian Makin Peter Allen Duncan Kellaway Tom Godwin Richard Ho Reena Parmar Jennifer McCarthy +5 more... Show less As part of our series on the changes to the London listing regime brought in by the new UK Listing Rules (UKLR), this blog looks at the...
11 Jul, 2024 Reform of the UK Listing Regime - Rules Finalised By Julian Makin Christopher Mort Tom Godwin Richard Ho Jennifer McCarthy +2 more... Show less The FCA has today published PS 24/6 providing feedback on its earlier consultation in CP 23/31 and including the final form of the UK...
21 Oct, 2020 International capital markets: recent trends and outlook By David Ludwick Doug Smith Virginia Flower In an article published in October 2020 by LexisNexis, our international capital markets team gives an overview of recent trends...
23 Jul, 2020 Unsponsored ADR programmes and Rule 10b-5 (again) By Doug Smith David Ludwick Non-US companies face increased hurdles in establishing a lack of involvement in unsponsored ADR programmes to avoid US securities fraud...
29 May, 2020 SEC adopts changes to simplify financial disclosures for significant M&A transactions: implications for non-US companies By Doug Smith David Ludwick Virginia Flower The US Securities and Exchange Commission (SEC) has adopted improvements to the rules requiring separate target financial disclosures...
31 Oct, 2019 International Capital Markets trends 2018/19 By David Ludwick Doug Smith In an article published in October by LexisNexis, our international capital markets team gives an overview of recent trends experienced...
20 Nov, 2018 US securities fraud claims and unsponsored ADR programmes By Doug Smith David Livshiz Linda Martin Virginia Flower +1 more... Show less Non-US companies with unsponsored ADR programmes may be concerned about whether their liability risk has increased after the recent...
12 Nov, 2018 An autumn ‘chestnut’ – how to avoid problems with accountants’ comfort letters in Q1 2019 capital markets deals By Doug Smith From 12 November, H1 2018 interim financial statements of issuers with calendar year ends went ‘stale’ for purposes of receiving negative...